Regulatory Knowledge & Compliance Assistant Platform · Available for demonstration and early engagements
Regulatory Knowledge & Compliance Assistant
Stop hunting across regulator websites, downloaded PDFs, and spreadsheets. Ask a question in plain language and get a grounded answer that links straight back to the official circular.
From assessment to ongoing compliance
A structured compliance lifecycle so you always know where you stand, what needs attention, and how to demonstrate progress.
- 01Discover
- 02Catalog
- 03Ingest
- 04Ask
- 05Verify
- 06Govern
- 07Monitor
A regulatory knowledge platform for financial-sector compliance teams. Regulated financial firms live with a moving target: guidance is spread across multiple regulator websites, updated without warning, and often superseded by newer documents.
Compliance teams spend hours confirming which rule applies, which version is current, and where it's written down — then repeat that work every time someone asks. The platform replaces that manual routine with a single, maintained source of regulatory truth. It automatically gathers relevant RBI and SEBI documents, organizes them with the details that matter, and lets your team ask questions in plain language.
Instead of searching, downloading, and cross-checking, your team asks and gets an answer with the source attached, a link to the official document, and a clear indication of whether that document is still in force. The knowledge base keeps itself up to date on a schedule, so answers reflect current guidance rather than a snapshot someone saved months ago. It moves regulatory knowledge out of individual inboxes and spreadsheets and into a shared, governed, auditable process.
Turn regulatory tracking into an ongoing operational process
Regulatory awareness isn't a one-time exercise. New circulars appear, existing ones get amended or replaced, and the version that was correct last quarter may no longer apply. Spreadsheets go stale the moment they're saved. Email threads bury the answer and the source. Folders of downloaded PDFs give no signal about what's current. And a one-time consulting review is out of date before it's filed.
Handling this properly means continuously watching the regulators, keeping a clean record of what each document is and whether it's still in force, and being able to answer a question with a citation months later. That's an operational process, not a document dump — and it's what this platform is built to run.
Why this platform
Regulatory-aware, not a generic chatbot — It recognizes circular reference numbers, issue and amendment dates, applicability, and in-force status, so answers reflect regulatory reality rather than plain text search.
Answers you can stand behind — Responses are drawn from your approved knowledge base and carry a citation and a link to the official document, so a claim can always be traced to its source.
A knowledge base that maintains itself — Scheduled collection from RBI and SEBI keeps content current, including catching documents that quietly change.
Accountability is built in — Separation between organizations, role-based access, and a complete activity trail are part of the platform, not something you bolt on later.
Focused on your domain — Tuned for Indian financial-sector regulation and NBFC relevance rather than trying to be everything to everyone.
Who it is for
The platform is built for the teams that need fast, sourced, defensible answers to regulatory questions.
It is particularly relevant for:
- Compliance and regulatory-affairs teams
- Risk and governance functions
- Legal and company-secretary teams
- Internal audit and controls teams
- Operations teams that need fast, sourced policy answers
- Compliance and risk leadership evaluating a managed regulatory-knowledge capability
Security and Accountability by Design
Access control — Different levels of access for administrators and everyday users, so people see and do only what their role allows.
Organizational boundaries — Each organization's content and activity are kept separate from others.
Auditability — A complete, tamper-resistant record of key actions, showing who did what and when, filterable for review.
Traceability — Every answer carries source citations and links to the original regulator document, and administrative support access is itself recorded.
Data protection — Your documents and activity stay within your organization's boundary and under your administrators' control.
Core Capabilities
Operationalize the complete compliance lifecycle — from readiness assessment through remediation, evidence, and continuous monitoring.
Automated Regulatory Intake
Relevant RBI and SEBI documents are discovered and collected for you, filtered to what applies to your business.
Plain-Language Answers with Citations
Ask questions the way you'd ask a colleague and get answers that point to the exact source document.
Document Lifecycle Status
Instantly see whether a circular is active, superseded, or withdrawn, and what replaced it.
Scheduled Auto-Sync
Keep your knowledge base current with regular, automatic refreshes from the regulators.
Direct Source Links
Every answer connects back to the original document on the regulator's official page.
Scoped, Honest Assistants
Assistants answer only from your approved knowledge and will ask for clarity or hold back rather than guess.
Usage and Cost Visibility
Track activity and spend by team, assistant, and user across your organization.
Your Own Documents Too
Add your internal policies and circulars alongside regulator content in one searchable place.
Move beyond manual regulatory tracking
- Get sourced answers to regulatory questions in seconds instead of hours
- Reduce the risk of acting on a superseded or withdrawn circular
- Give every team the same current, citable answer instead of scattered interpretations
- Cut the manual effort of monitoring regulator websites and reconciling PDF folders
- Demonstrate a clear, auditable trail of how regulatory answers were reached
Get Started
See your regulatory knowledge working for you.
Bring your RBI and SEBI questions to a live session and watch them answered, with sources, in seconds.